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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-02-03 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 04/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 11/2025 | Present |
| Riversource Distributors, Inc. | Minneapolis | MN | 11/2025 | Present |
| Columbia Management Investment Distributors, Inc. | Minneapolis | MN | 11/2025 | Present |
Name of Activity: Caryn Model & Talent Agency; Date Activity Started/Modified/Ended: 3/1/2023; Type of Activity: Other - Fit Model; Role/Relationship: Other - Subcontractor; Responsibilities: modeling apparel for retail companies; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Field Regina Northrop Neighborhood Group (FRNNG) Board Member; Address: 906 E. 47th St Minneapolis, MN 55407; Date Activity Started/Modified/Ended: 11/19/2025; Type of Activity: Other; Describe if any other Activity: Board Member; Role/Relationship: Board of directors; Responsibilities: Voting member of non-sectarian community action group with mission to strengthen community. Attends monthly meetings, helps organize events and related communications; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-09 |
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