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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-17 |
| MO | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 10/2009 | Present |
| Bank Of America,N.A. | Clayton | MO | 06/2011 | Present |
1)RENTAL PROPERTIES; NON INVESTMENT RELATED; BUSINESS ADDRESS: REFER TO SECTION 11 OF THE FORM U4; PASSIVE RENTAL ESTATE; JOINT OWNER; START DATE: 06/30/2007; HOURS PER MONTH: 1; HOURS DURING SECURITIES TRADING HOURS: 0; OWN A FEW PROPERTIES, RENT OUT TO TENANTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
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