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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-11 |
| CT | RA | APPROVED | 2003-02-18 |
Branch Locations
2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Southport | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southport | CT | 03/2020 | Present |
Business Ownership; KMBT Management Co; The Financial Practice Manager is responsible for the overall strategic and operational responsibility of the Practice?s staff, programs, expansion, and execution of the mission. This position provides leadership, management, and vision necessary to ensure that the Company has proper operational controls, administrative procedures, and people systems in place to effectively grow the organization and endure operating efficiency. Additionally, this position is responsible for all day-to-day management decisions, execution of the Company?s mission, and for implementing the Company?s long-term and short-term objectives.; S Corp set up at the advice on my CPA; 2507 Post Road, , Southport, CT, 06890; Investment-Related; 11/14/2022; 60 hours per month; 60 during trading hours. Outside Employment; KMBT Management Co; Owner - Financial Advisory Practice Manager; ; 2507 Post Road, , Southport, CT, 6890; Investment-Related; 11/14/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-11 |
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