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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-02 |
| NJ | RA | APPROVED | 2006-08-15 |
| VA | RA | APPROVED | 2006-08-15 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities Inc. | Ft. Lauderdale | FL | 08/2005 | Present |
| Kovack Advisors, Inc. | Ft. Lauderdale | FL | 08/2006 | Present |
1) DBA: M.A. NEAL FINANCIAL SERVICES,209 NORTH MAIN STREET, SUITE 7, HORSEHEADS, NY 14845, DBA FOR SECURITIES, 80% OF TIME SPENT, COMPENSATED BY COMMISSION. 08/16/11 2) FIXED INSURANCE SALES - 209 NORTH MAIN STREET, SUITE 7, HORSEHEADS, NY 14845; FIXED INSURANCE SALES; NON INVESTMENT RELATED; INSURANCE AGENT; SELL INSURANCE; 20% OF TIME SPENT 3) M.A. NEAL LLC. - HORSEHEADS, NY 14845 - MANAGING MEMBER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-06 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-06 |
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