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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-07 |
| TX | RA | APPROVED | 2023-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Denver | CO | 10/2008 | Present |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 11/2016 | Present |
Entity Name: Redeux Development Investment related: Yes Address: 1930 S Broadway, Denver CO 80210 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/09/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Redeux is a local homebuilder in Denver. I am going to be investing in the company's projects. Entity Name: Our Lady of Lourdes Catholic Church and School Investment related: Yes Address: 2200 Denver CO Nature of the other business: Catholic Church and K through 8 Catholic School Position/Title/Relationship: Advisory Board Member Start Date: 01-Oct-2019 Approximate # of hours a month: 30 mins Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Advising the pastor and head of the school on parish and school related activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-30 |
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