Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-04 |
| HI | RA | APPROVED | 2003-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Honolulu | HI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, HONOLULU, HI, 100% OWNED WITH SPOUSE, START 12/2003, 2-3 HOURS PER MONTH/0 DURING TRADING, DUTIES: MAINTENANCE. RENTAL PROPERTY; INV RELATED; HONOLULU, HI; 100% OWNERSHIP WITH SPOUSE; START 2/1/2017; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-12 |
Reach out to this advisor