Michael Azzaro

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-18
CO	RA	APPROVED	2023-09-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Compass Bank	Birmingham	AL	12/2015	12/2018
Bbva Securities Inc.	Arvada	CO	12/2015	12/2018
Bbva Compass Insurance Agency, Inc.	Austin	TX	12/2015	12/2018
Bbva Wealth Solutions Inc.	Arvada	CO	01/2016	12/2018
Azzaro Enterprises, Llc	Anthrm	AZ	02/2008	11/2018
U.S. Bancorp Investments, Inc.	Arvada	CO	12/2018	09/2023
Wells Fargo Clearing Services, Llc	Denver	CO	09/2023	Present

2018-12-04 → 2023-09-14

U.S. Bancorp Investments, Inc.

Broomfield, CO

Broomfield, CO

Layton, UT

Lakewood, CO

Lakewood, CO

Lakewood, CO

Broomfield, CO

Westminster, CO

Lakewood, CO

Thornton, CO

Broomfield, CO

Arvada, CO

Lakewood, CO

Lakewood, CO
2016-02-29 → 2018-12-03

Pnc Managed Account Solutions, Inc.

Scottsdale, AZ

Denver, CO

Arvada, CO
2015-08-13 → 2015-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
2013-04-01 → 2015-07-24

Pnc Managed Account Solutions, Inc.

Chandler, AZ

Phoenix, AZ
2012-10-02 → 2013-02-21

Lpl Financial Llc

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-23
S63	Uniform Securities Agent State Law Examination	1996-10-25

Other Firms