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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-11-30 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management, Inc. | Memphis | TN | 02/2009 | 11/2023 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 11/2023 |
| Stephens Inc. | Memphis | TN | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-19 |
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