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Jason Johnson Fair

Stephens

Memphis, TN

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
TX RA APPROVED_RES 2023-11-30
  • TN RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2023-11-30

Branch Locations

6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management, Inc. Memphis TN 02/2009 11/2023
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 11/2023
Stephens Inc. Memphis TN 11/2023 Present
  • 02/2009 → 11/2023
    B. Riley Wealth Management, Inc.
    Memphis, TN
  • 07/2022 → 11/2023
    Memphis, TN
  • 11/2023 → Present
    Stephens Inc.
    Memphis, TN
Previous Registrations
  • 2022-07-27 → 2023-12-04
    Memphis, TN
  • 2009-02-26 → 2022-12-31
    B. Riley Wealth Management
    Memphis, TN
    Memphis, TN
  • 2004-01-09 → 2009-03-10
    Stanford Group Company
    Memphis, TN
    Memphis, TN
  • 2002-01-30 → 2004-02-03
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-22
S63 Uniform Securities Agent State Law Examination 1996-12-19
  • S65 Uniform Investment Adviser Law Examination
    2002-01-22
  • S63 Uniform Securities Agent State Law Examination
    1996-12-19
Other Names
  • Jason Fair

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