Graham Stuart Guess

Employer firm

Pacific Wealth Strategies Group, Inc. CRD 144789

$253M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 06/2022
  First Allied Securities Group, Inc.
  San Diego, CA
• 03/1999 → Present
  Gsg Management Inc
  Santa Barbara, CA
• 01/2009 → Present
  Pacific Wealth Strategies Group, Inc.
  Santa Barbara, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 05/2022
  First Allied Advisory Services
  Schaumburg, IL

Previous Registrations

• 2020-11-12 → 2022-05-03
  Cetera Investment Advisers Llc
  Santa Barbara, CA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Santa Barbara, CA
  Santa Barbara, CA
• 2010-05-20 → 2012-07-02
  First Allied Securities, Inc.
  Santa Barbara, CA
• 2004-09-14 → 2010-10-07
  Greenbook Investment Management, Inc.
  Santa Barbara, CA
• 2003-01-13 → 2004-12-31
  Xelan Financial Planning, Inc.
  Santa Barbara, CA
• 2001-12-24 → 2003-01-15
  Xelan Investment Services, Inc.
  Santa Barbara, CA

Other Businesses

1.)I WANT MY 80'S; BANDMEMBER; START DATE:1/1/2005. 2.) GSG MANAGEMENT INC; PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 01/01/1999. 3.) MODELING/ACTING; MODEL/ACTOR; OTHER; START DATE: 03/20/2018; 4 HOURS PER MONTH. 4.) CAROL S GUESS TRUST DTD 09-20-99; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE: 08/19/2019; 0 HOURS PER MONTH.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-07-11
• S65 Uniform Investment Adviser Law Examination
  2002-02-25

Other Names

• Graham Guess