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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-11-03 |
| TX | RA | APPROVED_RES | 2015-11-02 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
Ballwin, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 10/2015 | Present |
| Bank Of America, N.A. | Chesterfield | MO | 12/2015 | Present |
I*1041388, Name of OBA: W Boards Address: St. Louis, MO Investment Related: No Position, Title, Association: General Partner/Managing Member,Other Employee Start Date: 10/22/2022 No Hours: 10 Weekly No Hours during trading: 0 Duties: My son will be building cornhole board sets and I will be assisting with the painting process on the boards.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-01 |
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