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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-19 |
Branch Locations
3300 North A Street 8-230, Midland, TX 79705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Midland | TX | 01/2010 | 09/2018 |
| Ameriprise Financial Services, Llc | Midland | TX | 03/2020 | 03/2024 |
| Wells Fargo Advisors Financial Network, Llc | Midland | TX | 03/2024 | Present |
| Ameriprise Financial Services, Inc | Midland | TX | 07/2018 | 03/2024 |
Business Ownership; Other; Other; 310 West Wall Street, Suite 403, , Midland, TX, 79701; Investment-Related; 09/01/2016; 60 hours per month; 60 during trading hours. PLATINUM ON WALL STREET LLC; INV RELATED; MIDLAND, TX; 100% OWNERSHIP; START DATE 8/16/2016; 160 HOURS PER MONTH; 160 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-01 |
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