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Michael John Mathon

Ameriprise Financial Services, LLC

Burlington, VT

Shelburne, VT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-12
VT RA APPROVED 1999-11-17
  • TX RA
    APPROVED_RES
    Since 2024-11-12
  • VT RA
    APPROVED
    Since 1999-11-17

Branch Locations

77 College St Ste 2E, Burlington, VT 05401-8497 • United States

Shelburne, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Burlington VT 09/2005 03/2020
Ameriprise Financial Services, Llc Burlington VT 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 62 Plantation Drive #153AHilton Head Island SC 29928, ,; Investment-Related; 07/30/2018.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-20
S65 Uniform Investment Adviser Law Examination 1999-10-20
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20
  • S65 Uniform Investment Adviser Law Examination
    1999-10-20

View on SEC IAPD

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