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Carla Leverman

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Littleton, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-26
TX RA APPROVED 2024-08-23
  • CO RA
    APPROVED
    Since 2024-08-26
  • TX RA
    APPROVED
    Since 2024-08-23

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

10288 W Chatfield Ave, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Littleton CO 07/2013 08/2024
Wells Fargo Clearing Services, Llc Greenwood Village CO 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-12
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S65 Uniform Investment Adviser Law Examination
    1998-03-12
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03
Other Names
  • Carla Sue Dobbins
  • Carla Sue Leverman

View on SEC IAPD

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