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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-01 |
Branch Locations
207 E Shore Drive Suite 230, The Woodlands, TX 77380 • United States
1600 Hwy 6 Suite 450, Sugar Land, TX 77478 • United States
1331 Gemini St Suite 200-A, Houston, TX 77058 • United States
777 North Eldridge Parkway Suite 420, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade | Houston | TX | 05/2015 | 05/2020 |
| Financial Engines Advisors L.L.C | Santa Clara | CA | 05/2020 | Present |
(1) Houston Livestock Show and Rodeo, Lamb and Goat Auction Committee; INVESTMENT RELATED: ; ADDRESS: ; NATURE: Charitable Organization ; POSITION: Vice Chairman of Lamb and Goat Auction Committee; START DATE: 05/01/2018; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Motivating committeemen to raise additional donations, point of contact and information.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
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