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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-21 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Lafayette | LA | 03/2005 | 10/2019 |
| Avantax Insurance Services, Inc. | Lafayette | LA | 08/2007 | 09/2025 |
| Darnell, Sikes, Gardes & Frederick | Lafayette | LA | 08/2008 | Present |
| Avantax Investment Services, Inc. | Lafayette | LA | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Lafayette | LA | 12/2024 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Avantax Planning Partners Inc | Dubuque | IA | 09/2025 | Present |
1) DARNALL SIKES WEALTH PARTNERS LLC (formerly DSF WEALTH MANAGEMENT LLC) POSITION: Administrative Assistant NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/09/2018 ADDRESS: 2000 Kaliste Saloom, Ste. 300, Lafayette LA 70508, United States DESCRIPTION: Provide administrative and/or support services to Financial Advisors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-30 |
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