Rajendra C Joshi

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
MN	RA	APPROVED	2014-01-10

TX RA
APPROVED_RES

Since 2019-01-02
MN RA
APPROVED

Since 2014-01-10

Branch Locations

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westwood	CA	09/2002	Present
Charles Schwab Bank	Edina	MN	02/2005	Present

09/2002 → Present

Charles Schwab & Co., Inc.

Westwood, CA
02/2005 → Present

Charles Schwab Bank

Edina, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-18
S63	Uniform Securities Agent State Law Examination	1997-03-03

S65 Uniform Investment Adviser Law Examination

1997-03-18
S63 Uniform Securities Agent State Law Examination

1997-03-03

Other Names

Joshi C Rajendra

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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