Marty Wade Mitchell

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2020
  Lpl Financial, Llc
  Winston-Salem, NC
• 08/2014 → 03/2020
  Ifg Advisory, Llc
  Atlanta, GA
• 03/2020 → 03/2020
  Ameriprise Financial Services, Inc
  High Point, NC
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Winston Salem, NC

Previous Registrations

• 2018-03-05 → 2020-03-18
  Lpl Financial Llc
  Winston-Salem, NC
  Atlanta, GA
  Winston-Salem, NC
• 2014-08-26 → 2020-03-18
  Ifg Advisory, Llc
  Atlanta, GA
  Winston-Salem, NC
• 2003-12-12 → 2014-08-19
  Securities America Advisors, Inc.
  Winston-Salem, NC
• 2001-12-31 → 2003-11-25
  Veravest Investment Advisors, Inc.
  Winston Salem, NC

Other Businesses

Independent Insurance Brokering; Symetra; 06/01/2014; / TransAmerica Life; 06/01/2014; / United of Omaha LTC; 06/01/2014; / West Coast Life Insurance; 06/01/2014; / One America; 01/01/2020; / American General; 06/01/2014; / American National; 06/01/2014; / Athene; 06/01/2014; / Aviva; 06/01/2014; / Global Atlantic; 06/01/2014; / Integrity Life; 06/01/2014; / Mutual Trust; 06/01/2014; / Principal Life; 06/01/2014; / AIG Life; 06/01/2014; Fixed Annuity. Business Ownership; MMD Properties; Property Owner; Rental Property; 712 North Main Street, , Walnut Cove, NC, 27052; Not Investment-Related; 06/01/2005; 0 hours per month; 0 during trading hours. Board of Directors; East Cost Outreach Ministry; Board Member; 301 W. 3rd Street, , Walnut Cove, NC, 27052; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Ocean Place Villas; President; 407 28th Ave South , , North Myrtle Beach, SC, 29582; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-16
• S63 Uniform Securities Agent State Law Examination
  1996-09-18

Other Names

• Marty Wade Mitchell