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Roger Beguiristain

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-04
CA RA APPROVED 2005-08-01
  • TX RA
    APPROVED_RES
    Since 2016-10-04
  • CA RA
    APPROVED
    Since 2005-08-01

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scottsdale AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-18
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S65 Uniform Investment Adviser Law Examination
    1997-07-18
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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