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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-02-27 |
| NV | RA | APPROVED | 2025-10-30 |
| CO | RA | APPROVED | 2024-05-08 |
| IN | RA | APPROVED | 2023-03-21 |
| MI | RA | APPROVED | 2023-02-21 |
| PA | RA | APPROVED | 2022-03-07 |
| FL | RA | APPROVED | 2020-09-22 |
| AL | RA | APPROVED | 2020-09-21 |
| NC | RA | APPROVED | 2020-09-21 |
| TX | RA | APPROVED_RES | 2020-09-21 |
| VA | RA | APPROVED | 2020-09-21 |
| CA | RA | APPROVED | 2015-10-27 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
El Cajon, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | San Diego | CA | 05/2005 | 10/2017 |
| Park Avenue Securities | San Diego | CA | 10/2006 | 10/2017 |
| Guardian Life Insurance Company | La Jolla | CA | 10/2017 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 10/2017 | 10/2021 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | Present |
| Park Avenue Securities | San Diego | CA | 10/2021 | Present |
| Guardian Life Insurance Company | El Cajon | CA | 06/2024 | Present |
| Guardian Life Insurance Company | El Cajon | CA | 06/2024 | Present |
1) Insurance other than Guardian, Start date: 09/30/2025, Address: 5280 Carroll Canyon Rd San Diego CA 92121, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-22 |
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