Roger Stan Bracken

Current Employers

Employment History

• 09/2014 → 09/2016
  Pogson & Matt Wealth Management Group, Llc
  Scottsdale, AZ
• 09/2016 → Present
  Dynamic Wealth Advisors, Inc.
  Scottsdale, AZ
• 11/2018 → Present
  Pinnacle Peak Wealth Management Llc
  Scottsdale, AZ

Previous Registrations

• 2016-09-13 → 2019-12-31
  Dynamic
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2014-12-19 → 2016-09-10
  Pogson & Matt Wealth Management Group
  Phoenix, AZ
• 2012-08-28 → 2013-12-23
  Td Ameritrade, Inc.
  Scottsdale, AZ
• 2011-10-07 → 2013-12-23
  Td Ameritrade Investment Management, Llc
  Scottsdale, AZ
• 2010-10-13 → 2010-11-12
  Tiaa-Cref Individual & Institutional Services, Llc
  West Lafayette, IN
• 2010-04-08 → 2010-07-01
  Td Ameritrade, Inc.
  Scottsdale, AZ
• 2010-04-08 → 2010-07-01
  Td Ameritrade Investment Management, Llc
  Scottsdale, AZ
• 2008-06-20 → 2010-02-16
  Charles Schwab & Co., Inc.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

2016-Present: Dynamic Wealth Advisors, Inc/Investment Related/Scottsdale, AZ/Investment Advisor/Investment Advisor Representative/Involves up to 50% time each month, including during trading hours/Dual IA Rep until end of calendar year, concurrent with client account transition to new firm.//

Exams

• S66 Uniform Combined State Law Examination
  2010-09-29
• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1996-11-18

Other Names

• Roger S Bracken
• Roger Stanley Bracken