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Douglas Alfred Barker

Mariner

Highlands Ranch, CO

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-06-07
  • CO RA
    APPROVED
    Since 2021-06-07

Branch Locations

8871 Ridgeline Blvd Suite 100, Highlands Ranch, CO 80129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Highlands Ranch CO 06/2021 Present
First Western Trust Bank Denver CO 04/2016 03/2021
Self-Employed Denver CO 03/2021 06/2021
  • 06/2021 → Present
    Mariner Wealth Advisors
    Highlands Ranch, CO
  • 04/2016 → 03/2021
    First Western Trust Bank
    Denver, CO
  • 03/2021 → 06/2021
    Self-Employed
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-08
S63 Uniform Securities Agent State Law Examination 2009-01-12
  • S65 Uniform Investment Adviser Law Examination
    2013-02-08
  • S63 Uniform Securities Agent State Law Examination
    2009-01-12
Designations

View on SEC IAPD

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