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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-10-01
  • MN RA
    APPROVED
    Since 2020-10-01

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Sauk Rapids, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 02/2001 09/2020
Cetera Investment Advisers Llc Schaumburg IL 01/2014 09/2020
Thrivent Investment Management Inc Minneapolis MN 09/2020 Present
Thrivent Financial Appleton WI 09/2020 Present
Previous Registrations
  • 2014-01-21 → 2020-09-29
    St Cloud, MN
  • 2011-08-01 → 2014-01-21
    Cetera Investment Services Llc
    Wichita, KS
    Bemidji, MN
    Poplar Bluff, MO
    Denver, CO
    Dallas, TX
    Winters, TX
    Bonham, TX
    Trenton, TX
    Mason, TX
    Cedar City, UT
    Truth Or Consequences, NM
    Gonzales, TX
    Luling, TX
    Lockhart, TX
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    Coldspring, TX
    Independence, MO
    Melissa, TX
    Camdenton, MO
    Carthage, TX
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    Los Angeles, CA
    Topeka, KS
    Leawood, KS
    Shelby, MT
    Checotah, OK
    Topeka, KS
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    St Cloud, MN
    Waconia, MN
    Chaska, MN
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    Ardmore, OK
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    Twin Falls, ID
    Pratt, KS
    Hattiesburg, MS
    Vienna, MO
    Chattanooga, TN
    Grand Junction, CO
    Cheyenne, WY
    Lawrence, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1997-12-30
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-30
Designations
Other Names
  • Tony Jason Watson
  • Tony Watson

View on SEC IAPD

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