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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-09
  • MN RA
    APPROVED
    Since 2022-02-09

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Lino Lakes, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2011 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2010-10-15 → 2011-06-09
    Td Ameritrade, Inc.
    St. Paul, MN
  • 2010-10-15 → 2011-06-09
    Td Ameritrade Investment Management, Llc
    St Paul, MN
Other Businesses

Name of Activity: Pickleball Community Activity; Date Activity Started/Modified/Ended: 10/11/2021; Type of Activity: Other - community activity; Role/Relationship: Other - Instructor; Responsibilities: Teach pickleball basics and run Open Pickleball classes; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-09
S63 Uniform Securities Agent State Law Examination 2002-07-01
  • S66 Uniform Combined State Law Examination
    2022-02-09
  • S63 Uniform Securities Agent State Law Examination
    2002-07-01

View on SEC IAPD

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