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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2007 | Present |
| Cuna Mutual Group | Waverly | IA | 05/2007 | Present |
| Lpl Financial Llc | Westerly | RI | 05/2022 | Present |
1. 05/19/2022 - MEMBERS Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading 2. 06/23/2023 - WCCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/16/2023 - 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-10 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-10 |
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