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2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-13 |
| IN | RA | APPROVED | 2026-05-13 |
Branch Locations
2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States
303 Congressional Blvd 2Nd Floor, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Indianapolis | IN | 12/2014 | 07/2017 |
| Keybanc Capital Markets Inc. | Indianapolis | IN | 04/2020 | 10/2022 |
| Crowe Llp | Indianapolis | IN | 09/2017 | 03/2020 |
| Siebert Williams Shank & Co., Llc | Indianapolis | IN | 06/2023 | 07/2024 |
| Keystone Group | Indianapolis | IN | 10/2022 | 06/2023 |
| Fifth Third Securities, Inc. | Indianapolis | IN | 08/2024 | 08/2025 |
| Fifth Third Bank | Indianapolis | IN | 07/2024 | 08/2025 |
| Hermosa Inc. Dba Hermosa Wealth Management | Hermosa Beach | CA | 05/2026 | Present |
| The Hageman Group | Carmel | IN | 11/2025 | Present |
(1) The Hageman Group; Yes; Carmel, IN; Family Office; SVP - Acquisitions; 11/2025; 20/ hrs mo; 20/ hrs mo;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-13 |
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