Best Investors Account Sign in
Claim This Profile
Current Employers
Hermosa Wealth Management

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-13
IN RA APPROVED 2026-05-13
  • CA RA
    APPROVED
    Since 2026-05-13
  • IN RA
    APPROVED
    Since 2026-05-13

Branch Locations

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

303 Congressional Blvd 2Nd Floor, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Indianapolis IN 12/2014 07/2017
Keybanc Capital Markets Inc. Indianapolis IN 04/2020 10/2022
Crowe Llp Indianapolis IN 09/2017 03/2020
Siebert Williams Shank & Co., Llc Indianapolis IN 06/2023 07/2024
Keystone Group Indianapolis IN 10/2022 06/2023
Fifth Third Securities, Inc. Indianapolis IN 08/2024 08/2025
Fifth Third Bank Indianapolis IN 07/2024 08/2025
Hermosa Inc. Dba Hermosa Wealth Management Hermosa Beach CA 05/2026 Present
The Hageman Group Carmel IN 11/2025 Present
  • 12/2014 → 07/2017
    Indianapolis, IN
  • 04/2020 → 10/2022
    Keybanc Capital Markets Inc.
    Indianapolis, IN
  • 09/2017 → 03/2020
    Crowe Llp
    Indianapolis, IN
  • 06/2023 → 07/2024
    Siebert Williams Shank & Co., Llc
    Indianapolis, IN
  • 10/2022 → 06/2023
    Keystone Group
    Indianapolis, IN
  • 08/2024 → 08/2025
    Indianapolis, IN
  • 07/2024 → 08/2025
    Fifth Third Bank
    Indianapolis, IN
  • 05/2026 → Present
    Hermosa Inc. Dba Hermosa Wealth Management
    Hermosa Beach, CA
  • 11/2025 → Present
    The Hageman Group
    Carmel, IN
Previous Registrations
  • 2014-12-17 → 2017-07-10
    Indianapolis, IN
    Chicago, IL
  • 2007-03-07 → 2014-08-22
    Indianapolis, IN
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2002-07-30 → 2003-03-28
    J.P. Morgan Securities Inc.
    Chicago, IL
Other Businesses

(1) The Hageman Group; Yes; Carmel, IN; Family Office; SVP - Acquisitions; 11/2025; 20/ hrs mo; 20/ hrs mo;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-27
S63 Uniform Securities Agent State Law Examination 2021-01-13
  • S65 Uniform Investment Adviser Law Examination
    2026-04-27
  • S63 Uniform Securities Agent State Law Examination
    2021-01-13
Other Names
  • Nathan M Flynn
  • Nathan Michael Flynn
  • Nathan Flynn

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hermosa Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor