Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-19
CA RA APPROVED 2009-08-31
  • TX RA
    APPROVED_RES
    Since 2018-09-19
  • CA RA
    APPROVED
    Since 2009-08-31

Branch Locations

1910 St. Andrews Drive, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Seal Beach CA 08/2009 Present
Padilla & Hofland Seal Beach CA 08/2009 09/2020
Raymond James Financial Services Advisors Seal Beach CA 08/2009 Present
  • 08/2009 → Present
    Raymond James Financial Services
    Seal Beach, CA
  • 08/2009 → 09/2020
    Padilla & Hofland
    Seal Beach, CA
  • 08/2009 → Present
    Raymond James Financial Services Advisors
    Seal Beach, CA
Previous Registrations
  • 2009-05-02 → 2009-08-25
    Chase Investment Services Corp.
    Garden Grove, CA
    Seal Beach, CA
  • 2008-06-04 → 2009-05-02
    Wamu Investments, Inc.
    Garden Grove, CA
    Seal Beach, CA
    Seal Beach, CA
    Seal Beach, CA
    Garden Grove, CA
Other Businesses

(1)Name of Business: Padilla & Hofland financial services Address: 1910 Saint Andrews Dr, Seal Beach, CA, 90740, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 03/09/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: 50% owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-03
S63 Uniform Securities Agent State Law Examination 1997-10-02
  • S65 Uniform Investment Adviser Law Examination
    2008-06-03
  • S63 Uniform Securities Agent State Law Examination
    1997-10-02
Other Names
  • Myriam Maurice Matta

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Seal Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor