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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-27
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2012-05-08
  • FL RA
    APPROVED
    Since 2021-08-27
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2012-05-08

Branch Locations

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480 • United States

West Palm Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Palm Beach FL 05/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Palm Beach Gardens FL 02/2024 Present
  • 05/2012 → Present
    Morgan Stanley Smith Barney
    Palm Beach, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2024 → Present
    Morgan Stanley Smith Barney
    Palm Beach Gardens, FL
Previous Registrations
  • 2008-07-03 → 2012-05-16
    Florham Park, NJ
    New York, NY
    New York, NY
  • 2002-05-23 → 2005-06-14
    Morgan Stanley Dw Inc.
    Short Hills, NJ
Other Businesses

3. SKS Holdings, LLC; Participate in private investments member since 10/2015 0 hours during and 0 hours after business hours NJ LLCPurpose is for Private Investments 4.SKS WEN LLC; Investment related - Yes; Wendy's franchise; Sole Proprietor / Owner / Partner; 10/2018; During business hours: 0; After business hours: 0 *624080 - JoeVito LLC; Investment related: No; palm beach gardens, Florida; Holding company for private investment; manager(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 0; After business hours: 0; none *544704 - Trust; Investment related: Yes; Brooklyn, New York; Trust; Trustee/Co-Trustee; 03/2023; During business hours: 0; After business hours: 2; *563228 - Franksters Gangsters LLC; Investment related -Yes; Palm Beach Gardens, Florida; Rental Property, Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 4; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-24
S65 Uniform Investment Adviser Law Examination 1997-11-18
S63 Uniform Securities Agent State Law Examination 1996-10-14
  • S66 Uniform Combined State Law Examination
    2021-08-24
  • S65 Uniform Investment Adviser Law Examination
    1997-11-18
  • S63 Uniform Securities Agent State Law Examination
    1996-10-14
Other Names
  • Francis Seminara

View on SEC IAPD

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