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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
MN RA APPROVED 2015-07-27
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • MN RA
    APPROVED
    Since 2015-07-27

Branch Locations

60 S. 6Th Street Suite 3510, Minneapolis, MN 55402 • United States

3600 Minnesota Drive Suite 790, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Minneapolis MN 07/2015 Present
Stillwater (Mn) Fire Department Stillwater MN 06/2017 Present
  • 07/2015 → Present
    Raymond James And Associates
    Minneapolis, MN
  • 06/2017 → Present
    Stillwater (Mn) Fire Department
    Stillwater, MN
Previous Registrations
  • 2013-07-03 → 2015-07-28
    Waddell & Reed
    Savage, MN
  • 2002-03-01 → 2013-07-05
    Bloomfield Hills, MI
    Stillwater, MN
    Rochester, MN
    Saint Paul, MN
    Stillwater, MN
    Cleveland, OH
    Wayzata, MN
    Stillwater, MN
    New York, NY
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-15
S63 Uniform Securities Agent State Law Examination 1996-10-21
  • S65 Uniform Investment Adviser Law Examination
    2002-07-15
  • S63 Uniform Securities Agent State Law Examination
    1996-10-21
Other Names
  • Peter H King

View on SEC IAPD

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