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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

3700 N. 10Th St Suite# 330, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. Edinburg TX 05/2008 09/2022
First Allied Advisory Services. Inc Edinburg TX 05/2008 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Mcallen TX 09/2022 Present
Arcus Wealth Advisors Mcallen TX 07/2024 08/2025
Arcus Wealth Advisors, Llc Mcallen TX 08/2025 Present
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    Edinburg, TX
  • 05/2008 → 11/2020
    First Allied Advisory Services. Inc
    Edinburg, TX
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Mcallen, TX
  • 07/2024 → 08/2025
    Arcus Wealth Advisors
    Mcallen, TX
  • 08/2025 → Present
    Arcus Wealth Advisors, Llc
    Mcallen, TX
Previous Registrations
  • 2007-01-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Edingburg, TX
    Mcallen, TX
  • 2002-11-07 → 2007-01-03
    Ffp Advisory Services Inc
    Edinburg, TX
Other Businesses

1.)MARIO GONZALEZ; INSURANCE; START DATE:2/11/2008. 2.)MARIO GONZALEZ; REAL ESTATE; START DATE:2/11/2008. 3.)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/2024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND DISABILITY; 4.) NAME OF OTHER BUSINESS: ARCUS WEALTH ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OWNER/FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: Owner/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 1999-10-04
  • S65 Uniform Investment Adviser Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    1999-10-04

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