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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-01-27 |
| CA | RA | APPROVED | 2026-01-27 |
| DC | RA | APPROVED | 2026-01-27 |
| FL | RA | APPROVED | 2026-01-27 |
| HI | RA | APPROVED | 2026-01-27 |
| KY | RA | APPROVED | 2026-01-27 |
| MI | RA | APPROVED | 2026-01-27 |
| MS | RA | APPROVED | 2026-01-27 |
| NE | RA | APPROVED | 2026-01-27 |
| NV | RA | APPROVED | 2026-01-27 |
| ND | RA | APPROVED | 2026-01-27 |
| OR | RA | APPROVED | 2026-01-27 |
| RI | RA | APPROVED | 2026-01-27 |
| WI | RA | APPROVED | 2026-01-27 |
| GA | RA | APPROVED | 2003-03-18 |
| OH | RA | APPROVED | 2002-10-25 |
| NM | RA | APPROVED | 2002-08-21 |
| ME | RA | APPROVED | 2002-08-19 |
| WV | RA | APPROVED | 2002-08-19 |
| AL | RA | APPROVED | 2002-08-16 |
| AK | RA | APPROVED | 2002-08-16 |
| DE | RA | APPROVED | 2002-08-16 |
| IN | RA | APPROVED | 2002-08-16 |
| LA | RA | APPROVED | 2002-08-16 |
| MO | RA | APPROVED | 2002-08-16 |
| PA | RA | APPROVED | 2002-08-16 |
| PR | RA | APPROVED | 2002-08-16 |
| TX | RA | APPROVED | 2002-08-16 |
| VA | RA | APPROVED | 2002-08-16 |
Branch Locations
11988 El Camino Real Suite 500, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | La Jolla | CA | 10/2004 | Present |
| Alps Distributors, Inc | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | La Jolla | CA | 08/2024 | Present |
1) Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Investment Management; Director, Private Client Portfolio Management; Start 2/2/1999; 160 Hrs Per Month; Work with clients, consultants and major distribution partners to provide insights and interpretation of our firms portfolio strategies and investment philosophy. 2) Rental Property; Not Investment Related; Rental Property 9418; Dallas, TX; 05/2010; Owner; Own and manage rental property; 2 Hrs./Mo. 3) Rental Property; Not Investment Related; Rental Property 3747; San Diego, CA; 11/2014; Owner; rental property; 2 Hrs./Mo. 4) Rental Property; Not Investment Related; Rental Property 14105; Mesquite, TX; 11/2018; Owner; rental property; 2 Hrs./Mo. 5) Rental Property; Not Investment Related; Rental Property 9306; Dallas, TX; 11/2021; Owner; rental property; 2Hrs./Mo. 6) Rental Property; Not Investment Related; Rental Property 7239; Dallas, TX; 11/2021; Owner; rental property; 2 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-02-02 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-19 |
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