Richard Samuel Liberante

Current Employers

Employment History

• 07/2016 → 08/2023
  Kestra Investment Services, Llc
  Scottsdale, AZ
• 07/2016 → 08/2023
  Kestra Advisory Services, Llc
  Scottsdale, AZ
• 08/2023 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2016-08-08 → 2023-08-14
  Kestra Advisory Services, Llc
  Scottsdale, AZ
  Austin, TX
  Scottsdale, AZ
• 2013-09-18 → 2016-07-21
  Sii Investments, Inc.
  Chandler, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Chandler, AZ
  Phoenix, AZ
  San Diego, CA

Other Businesses

1) 08/10/2023 - FAIRTRADE LLC - BUSINESS OWNER - SELLING BULK ITEM ON AMAZON - AZ 85258 - Not investment related - 2 Hours per month - Start date: 8/2/2023. 2) 08/10/2023 - WATERMARK WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month - Start date: 8/1/2023. 3) 08/10/2023 - Climbing Your Way to Wealth Investment - Author - AZ 85258 - Investment related - Start date: 10/01/2020. 4) 08/10/2023 - RICHARD LIBERANTE CPA - Tax Prep/Accounting/CPA - Hold a CPA license - AZ 85258 - Investment related - Start date: 01/01/1997. 5) 08/10/2023 - WATERMARK TAX STRATEGIES - Tax Prep/Accounting/CPA - AZ 85260 - Investment related - Start date: 02/14/2022. 6) 08/10/2023 - WWP Norte LLC - Business Entity For Tax/Investment Purposes Only - EQUAL OWNERSHIP - AZ 85254 - Not investment related - Start date: 08/01/2019. 7) 08/10/2023 - ASPEN WEALTH MANAGEMENT & DISTRIBUTION PLANNING - Business Entity For Tax/Investment Purposes Only - for accounting - AZ 85254 - Not Investment Related - 120 Hours per month - Start date: 4/1/2013. 8) 02/21/2025 - ALPINE FINANCIAL SOLUTIONS LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) -Start Date:02/10/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 9) 04/02/2026 - Notary - Investment Related - At Reported Business Location(s) - Start Date 10/31/2025 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-16
• S63 Uniform Securities Agent State Law Examination
  1999-09-29