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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-23
  • TX RA
    APPROVED
    Since 2017-06-23

Branch Locations

711 N Carancahua St Ste 1701, Corpus Christi, TX 78401-0575 • United States

Corpus Christi, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Corpus Christi TX 07/2011 03/2020
Ameriprise Financial Services, Llc Corpus Christi TX 03/2020 Present
Other Businesses

Independent Insurance Brokering; Blue Cross Blue Shield; 03/01/2008; / United Healthcare; 03/01/2008; . Board of Directors; Downing Street Townhomes Association; Secretary; 6653 Downing Street, Unit 8, Corpus Christi, TX, 78414; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Second Baptist Church; Committee Member; 6701 S Staples, , Corpus Christi, TX, 78413; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Self - employed; Insurance Agent -; Sell health insurance; 6653 Downing St Unit 11Corpus Christi, tX 78414, ,; Not Investment-Related; 03/07/2008; 1 to 9 hours per month; 1 to 9 during trading hours / JCL Texas Resources LLC; AFA, trades, financial plans and other ongoing managing of practice.; Manage advisory business; 19 Hewit Dr, , Corpus Christi, TX, 78404; Investment-Related; 08/31/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-18
S63 Uniform Securities Agent State Law Examination 1996-10-18
  • S66 Uniform Combined State Law Examination
    2017-02-18
  • S63 Uniform Securities Agent State Law Examination
    1996-10-18
Other Names
  • Suzanne Tennent Wood

View on SEC IAPD

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