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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-05-30 |
| TX | RA | APPROVED_RES | 2023-05-30 |
Branch Locations
131 Prosperous Pl. Ste 14A, Lexington, KY 40509 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 02/2001 | 08/2017 |
| Adam Legate & Associates | Lexington | KY | 10/2000 | 05/2023 |
| Vfg Wealth Management & Benefit Solutions | Lexington | KY | 10/2004 | 05/2023 |
| Ameritas Life Insurance Corp | Lincoln | NE | 09/2015 | 09/2017 |
| Bluegrass Painting Llc | Lexington | KY | 10/2015 | 12/2018 |
| Ghg Properties | Nicholasville | KY | 09/2012 | 10/2016 |
| Royal Alliance Associates | Jersey City | NJ | 08/2017 | 05/2023 |
| Lpl Financial Llc | Lexington | KY | 05/2023 | Present |
1) 04/2023 - VFG Wealth Management and Benefit Solutions - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 150hrs/month - 90% time spent 2) 04/2023 - No Business Name - Real Estate Rental - Inv. Related - Lexington, KY 40515 - Co-owner - Start Date 04/01/2012 - 2hrs/month - 5% time spent 3) 04/2023 - Adam Legate And Associates - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Lexington, KY - Owner - Start Date 04/04/2001 - 5hrs/month - 5% time spent 4) 04/2023 - Gregory Legate - Inv. related - Lexington, KY - Notary - Start Date 03/20/2010 - 1hr/month - 1% time spent 5) 04/2023 - Prosperous Properties LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Lexington, KY - Owner - Start Date 02/01/2006 - 1hr/month - 5% time spent 6) 08/29/2023 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/05/2023 - 2 Hours Per Month/ During Trading 7) 08/29/2023 - Prosperous Properties LLC - Real Estate Rental - Co-Owner - Investment Related - Lexington, KY - Start Date 07/03/2006 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-23 |
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