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Current Employers
Ipg Investment Advisors, Llc

501 West Broadway Suite 1350, San Diego, CA 92101 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-21
  • FL RA
    APPROVED
    Since 2020-02-21

Branch Locations

501 West Broadway Suite 1350, San Diego, CA 92101 • United States

1111 Brickell Ave Suite 2720, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 01/2015 09/2016
Investment Placement Group Miami FL 09/2016 Present
Ipg Investment Advisors, Llc. Miami FL 02/2020 Present
  • 01/2015 → 09/2016
    Wunderlich Securities, Inc.
    Memphis, TN
  • 09/2016 → Present
    Investment Placement Group
    Miami, FL
  • 02/2020 → Present
    Miami, FL
Previous Registrations
  • 2020-02-21 → 2022-12-31
    San Diego, CA
    Miami, FL
  • 2003-06-05 → 2005-02-07
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2000-06-12 → 2003-01-29
    Pershing Llc
    Miami, FL
Other Businesses

IPG INVESTMENT ADVISORS, LLC., INVESTMENT RELATED, LOCATED AT 501 W BROADWAY, SUITE 1350 SAN DIEGO, CA 92101 INVESTMENT ADVISOR REPRESENTATIVE (IAR) DEVOTES ROUGHLY 20 HOURS A WEEK, AS MUCH AS 4 HOURS A DAY DURING TRADING HOURS TO THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-10
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S65 Uniform Investment Adviser Law Examination
    2020-02-10
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Mildred Ottenwalder

View on SEC IAPD

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