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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-09-22 |
| TX | RA | APPROVED_RES | 2017-09-22 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Sparks, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Inc. | Houston | TX | 08/2001 | 09/2017 |
| Rbc Capital Markets, Llc | Baltimore | MD | 09/2017 | Present |
| City National Bank | Hunt Valley | MD | 06/2019 | Present |
(1) RENTAL PROPERTY; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/31/2010; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: >1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-10 |
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