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Edward William Henry Kissinger

Rbc Capital Markets, LLC

Hunt Valley, MD

Sparks, MD

CRD 4021878

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-09-22
TX RA APPROVED_RES 2017-09-22
  • MD RA
    APPROVED
    Since 2017-09-22
  • TX RA
    APPROVED_RES
    Since 2017-09-22

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Sparks, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanders Morris Harris Inc. Houston TX 08/2001 09/2017
Rbc Capital Markets, Llc Baltimore MD 09/2017 Present
City National Bank Hunt Valley MD 06/2019 Present
  • 08/2001 → 09/2017
    Sanders Morris Harris Inc.
    Houston, TX
  • 09/2017 → Present
    Baltimore, MD
  • 06/2019 → Present
    City National Bank
    Hunt Valley, MD
Previous Registrations
Other Businesses

(1) RENTAL PROPERTY; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/31/2010; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: >1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-10
  • S66 Uniform Combined State Law Examination
    2000-03-10
Designations
  • Certified Financial Planner
Other Names
  • Ned Kissinger

View on SEC IAPD

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