Katharine Minnie Wong-Conway

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2022 → 07/2024
  Morgan Stanley
  La Jolla, CA
• 12/2011 → 11/2021
  Unemployed
  San Diego, CA
• 11/2021 → 12/2022
  Unemployed
  San Diego, CA
• 07/2024 → 11/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Santa Fe, CA
• 09/2025 → Present
  Transamerica Financial Advisors
  San Diego, CA
• 09/2025 → Present
  Wfgia
  San Diego, CA
• 11/2024 → 09/2025
  Unemployed
  San Diego, CA
• 11/2025 → Present
  Jag Real Estate Lifestyle
  San Diego, CA
• 01/2022 → Present
  Rental Property
  San Diego, CA
• 01/2022 → Present
  Rental Property 2
  San Diego, CA

Previous Registrations

• 2024-08-21 → 2024-11-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Santa Fe, CA
  Rancho Santa Fe, CA
  New York, NY
• 2023-11-07 → 2024-07-18
  Morgan Stanley
  La Jolla, CA

Other Businesses

Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). JAG REAL ESTATE LIFESTYLE POSITION: Independent Contractor NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 11/07/2025 ADDRESS: 704 Turquoise Street, Suite 1, San Diego CA 92122, United States DESCRIPTION: Prospect clients, assist in in Real Estate sales/purchases/transactions for clients. Support client in RE knowledge. RENTAL PROPERTY POSITION: Owner NATURE: Townhome that generates passive income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 9515 Easter Way #2, San Diego CA 92121, United States DESCRIPTION: Collect rent and maintain property. RENTAL PROPERTY 2 POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 3354-56 Clairemont Mesa Blvd, San Diego CA 92122, United States DESCRIPTION: Collect rent and maintain property.

Exams

• S66 Uniform Combined State Law Examination
  2023-11-07
• S63 Uniform Securities Agent State Law Examination
  1996-09-09

Other Names

• Kathy Wong
• Katharine Minnie Wong
• Katharine M Wong-Conway