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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
CA RA APPROVED 2009-11-12
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • CA RA
    APPROVED
    Since 2009-11-12

Branch Locations

1910 St. Andrews Drive, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Seal Beach CA 08/2009 Present
Padilla & Hofland Financial Services Seal Beach CA 03/2011 02/2020
Raymond James Financial Services Advisors Seal Beach CA 08/2009 Present
  • 08/2009 → Present
    Raymond James Financial Services
    Seal Beach, CA
  • 03/2011 → 02/2020
    Padilla & Hofland Financial Services
    Seal Beach, CA
  • 08/2009 → Present
    Raymond James Financial Services Advisors
    Seal Beach, CA
Previous Registrations
  • 2009-05-02 → 2009-08-25
    Chase Investment Services Corp.
    Garden Grove, CA
    Seal Beach, CA
  • 2008-06-06 → 2009-05-02
    Wamu Investments, Inc.
    Garden Grove, CA
    Glendale, CA
    Garden Grove, CA
    Seal Beach, CA
    Seal Beach, CA
Other Businesses

Name of Business : Padilla & Hofland Financial Services Address: 1910 Saint Andrews Dr,Seal Beach, CA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 03/09/2021 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 160 Description of duties: 50% owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-05
S63 Uniform Securities Agent State Law Examination 1999-11-22
  • S65 Uniform Investment Adviser Law Examination
    2008-06-05
  • S63 Uniform Securities Agent State Law Examination
    1999-11-22

View on SEC IAPD

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