Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2017-03-23
TX RA APPROVED_RES 2015-02-05
MD RA APPROVED 2009-03-13
  • VI RA
    APPROVED
    Since 2017-03-23
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MD RA
    APPROVED
    Since 2009-03-13

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Baltimore MD 03/2009 Present
City National Bank Baltimore MD 10/2018 Present
Previous Registrations
  • 2001-05-25 → 2009-03-13
    Ferris, Baker Watts, Llc
    Baltimore, MD
    Baltimore, MD
Other Businesses

(1) SCHOOL OF THE CATHEDRAL OF MARY OUR QUEEN; ADDRESS: 111 AMBERLY WAY BALTIMORE, MD 21210; BUSINESS DESCRIPTION: K-8 PAROCHIAL SCHOOL; NOT INVESTMENT RELATED; START DATE: 09/09/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISORY BOARD TO BOTH THE RECTOR AND THE PRINCIPAL OF THE SCHOOL; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CATHOLIC COMMUNITY FOUNDATION OF THE ARCHDIOCESE OF BALTIMORE; ADDRESS: 320 CATHEDRAL STREET BALTIMORE, MD 2120; BUSINESS DESCRIPTION: FOUNDATION EXISTS TO PROVIDE FINANCIAL SUPPORT TO SECURE THE FUTURE OF PARISH; NOT INVESTMENT RELATED; START DATE: 06/03/2015; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: INVESTMENT COMMITTEE- ATTEND QUARTERLY MEETINGS/CONFERENCE CALLS TO REVIEW THE PERFORMANCE OF THE CCF ENDOWMENT FUND & MONITOR THE MANAGEMENT OF THE FUNDS PER THE DIRECTION OF THE BOARD OF TRUSTEES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 3) NAME OF ENTITY: VMI Investment Holdings LLC ADDRESS: VMI Alumni Agencies, 304 Letcher Ave, Lexington, Virignia, 24450 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE:22/07/2025 CAPACITY: Board of Directors DUTIES: Board members of VMI Investment Holdings LLC monitor the endowment investments for the Virginia Military Institute a 4-year public military college in Lexington, Virginia. Board members do not participate in or make any investment decisions. They ask questions of the independent investment manager(s) and monitor the returns. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-27
S63 Uniform Securities Agent State Law Examination 1997-12-16
  • S65 Uniform Investment Adviser Law Examination
    2001-02-27
  • S63 Uniform Securities Agent State Law Examination
    1997-12-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor