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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-10-10 |
| TX | RA | APPROVED | 2017-10-10 |
Branch Locations
13984 W Bowles Ave Ste 102, Littleton, CO 80127 • United States
Evergreen, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Denver | CO | 08/2010 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/MO -15/TRADING. 09/29/2017 2.LICENSED, NON-PRACTICING ATTORNEY, 2817 Hiwan Drive, Evergreen CO 80439, United States, 01/01/2003, Non-Practicing Attorney, Legal Services, NIR, 0 HR/MO - 0 HR/MO TRADING 3.COLEMAN CAPITAL AND RISK MANAGEMENT LLC, 2817 Hiwan Drive, Evergreen CO 80439, United States, 08/25/2015, Founder, Owner/Partner of a Business Entity, NIR, - 2/MO - 0/TRADING. 4.COLEMAN CAPITAL AND RISK MANAGEMENT, INC., 2817 Hiwan Drive, Evergreen CO 80439, United States, 08/10/2010, Founder, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 6 HR/MO TRADING 5.THE ROTARY CLUB OF EVERGREEN, 2981 Bergen Peak Drive, Evergreen CO 80439, 06/2025, Member, Community, Statewide, National and International service organization, NIR, 10 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2010-12-03 |
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