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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-26 |
| PA | RA | APPROVED | 2015-06-01 |
Branch Locations
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Canonsburg | PA | 06/2015 | Present |
(1) ARBONNE;9400 JERONIMO RD. IRVINE, CA 92618;SKINCARE PRODUCTS; START DATE: 08/30/2006 ; NO ANTICIPATED END DATE; INDEPENDANT CONTRACTOR/CONSULTANT; INDEPENDENT SALES CONSULTANT. I ONLY PURCHASE PRODUCTS FOR MYSELF. I DO NOT ACTIVELY SELL TO THE PUBLIC; TOTAL HOURS PER MONTH: 0; TOTAL HOURS DURING TRADING HOURS: 0. (2) Name of Entity - Old Gilkeson Townhomes HOA Address - 343 Old Gilkeson Rd Pittsburgh, PA 15228 Business Description - Homeowner's Association Business is not investment related Projected Start Date: 08/01/2019 Capacity: Treasurer, Other Duties Performed: Maintaining peace for townhomes, making sure policies followed, collecting dues, paying all invoices. Hours Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (3)Name of Business: MELALEUCA, INC. Business Description: WELLNESS COMPANY Business is investment-related: no Address: 4609 WEST 65TH SOUTH IDAHO FALLS ID 83402 Capacity: Independent Contractor/Consultant Start Date: 08/01/19 Duties: PURCHASING WELLNESS PRODUCTS FOR PERSONAL USE BUT MAY RECRUIT OTHER PEOPLE TO BECOME PREFERRED MEMBERS Hours devoted per month: 1 Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-07 |
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