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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-26
PA RA APPROVED 2015-06-01
  • NY RA
    APPROVED
    Since 2021-08-26
  • PA RA
    APPROVED
    Since 2015-06-01

Branch Locations

1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Canonsburg PA 06/2015 Present
Previous Registrations
Other Businesses

(1) ARBONNE;9400 JERONIMO RD. IRVINE, CA 92618;SKINCARE PRODUCTS; START DATE: 08/30/2006 ; NO ANTICIPATED END DATE; INDEPENDANT CONTRACTOR/CONSULTANT; INDEPENDENT SALES CONSULTANT. I ONLY PURCHASE PRODUCTS FOR MYSELF. I DO NOT ACTIVELY SELL TO THE PUBLIC; TOTAL HOURS PER MONTH: 0; TOTAL HOURS DURING TRADING HOURS: 0. (2) Name of Entity - Old Gilkeson Townhomes HOA Address - 343 Old Gilkeson Rd Pittsburgh, PA 15228 Business Description - Homeowner's Association Business is not investment related Projected Start Date: 08/01/2019 Capacity: Treasurer, Other Duties Performed: Maintaining peace for townhomes, making sure policies followed, collecting dues, paying all invoices. Hours Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (3)Name of Business: MELALEUCA, INC. Business Description: WELLNESS COMPANY Business is investment-related: no Address: 4609 WEST 65TH SOUTH IDAHO FALLS ID 83402 Capacity: Independent Contractor/Consultant Start Date: 08/01/19 Duties: PURCHASING WELLNESS PRODUCTS FOR PERSONAL USE BUT MAY RECRUIT OTHER PEOPLE TO BECOME PREFERRED MEMBERS Hours devoted per month: 1 Hours devoted during securities hours per month: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-09
S63 Uniform Securities Agent State Law Examination 1996-10-07
  • S65 Uniform Investment Adviser Law Examination
    2001-02-09
  • S63 Uniform Securities Agent State Law Examination
    1996-10-07

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