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7001 East Belleview Ave Suite 800, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-20 |
| CO | RA | APPROVED | 2023-10-20 |
| MO | RA | APPROVED | 2023-10-20 |
| NE | RA | APPROVED | 2023-10-20 |
| OR | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED | 2023-10-20 |
Branch Locations
7001 East Belleview Ave Suite 800, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 02/1999 | 11/2020 |
| Tiaa | Denver | CO | 02/1999 | 11/2020 |
| Unemployed | Denver | CO | 11/2020 | 05/2021 |
| Great Western Bank | Denver | CO | 05/2021 | 02/2022 |
| First Interstate Bank | Denver | CO | 02/2022 | 09/2023 |
| Lpl Financial Llc | Denver | CO | 07/2022 | 10/2023 |
| Edgerock Wealth Management | Denver | CO | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-06-01 |
| S65 | Uniform Investment Adviser Law Examination | 2008-05-02 |
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