Thomas Edward Boles

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Telesis Financial Services
  San Diego, CA
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-07-26 → 2013-01-09
  Cetera Advisors Llc
  Greenwood Village, CO
  San Diego, CA
• 2006-04-07 → 2007-08-01
  Lpl Financial Llc
  San Diego, CA
  Encinitas, CA
• 2003-07-30 → 2006-04-21
  Ameriprise Advisor Services, Inc.
  San Diego, CA

Other Businesses

(1) FIXED INSURANCE AGENT (2) NAME OF OTHER BUSINESS: UNITED FINANCIAL CONSULTANTS INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: S-CORP ; START DATE: 08/2007 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MANAGE DAY TO DAY OPERATIONS. RENTING AVAILABLE OFFICE SPACE ; (3) NAME OF OTHER BUSINESS: TELESIS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (4) NAME OF OTHER BUSINESS: TELESIS TAX & FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: TAX PREPARER & IRS ENROLLED AGENT BRIEF DESCRIPTION OF DUTIES: TAX SERVICES ; (5) NAME OF OTHER BUSINESS: COASTAL DRAGONS RUGBY INC; INVESTMENT RELATED: NO; ADDRESS: 1345 ENCINITAS BLVD STE 421 ENCINITAS CA 92024; NATURE OF BUSINESS: COMMUNITY SPORTS; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: BOARD/TREASURER; APX NUMBER OF HOURS PER WEEK: 2-3; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3; BRIEF DESCRIPTION OF DUTIES: PROVIDE OPERATIONAL SUPPORT FOR THE LEAGUE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-29
• S63 Uniform Securities Agent State Law Examination
  1996-12-04