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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
303 W Wall St, Midland, TX 79701 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America N.A | Midland | TX | 04/2008 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Midland | TX | 10/2009 | Present |
I*1364272 For profit or not for profit: Entity Charitable Name of outside business organization: Manor Park, Inc. Investment related: N Address of business: Midland, Texas, 79707, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 6/27/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , As a Continuing Care Retirement Community (CCRC), we provide services that will enhance everyday life in the relaxed atmosphere of a congenial community. The board has the business responsibility to ensure that the operation is profitable, to base it on sound business principles in order to remain fiscally solid and secure. The board will meet once a month to add expertise, vision and million compliance; to give responsibility to ensure that the operation is profitable, to base it on sounds business principles in order to remain fiscally solid and secure. Manor Park is not involved in an ATM business. My role as a board member is to attend monthly meetings and support the staff of Manor Park fulfill its mission to serve the elderly clients of Manor Park
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-04 |
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