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Peter Brodt

J.P. Morgan Securities LLC

Scottsdale, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-28
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-03-28
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

10350 N. Scottsdale Road, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crouse 423 Llc Bozeman MT 01/2008 01/2023
J.P. Morgan Securities Llc Scottsdale AZ 10/2012 Present
Crouse Family, Llc Bozeman MT 01/2008 01/2023
Jpmorgan Chase Bank, N.A. Scottsdale AZ 06/2010 Present
  • 01/2008 → 01/2023
    Crouse 423 Llc
    Bozeman, MT
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Scottsdale, AZ
  • 01/2008 → 01/2023
    Crouse Family, Llc
    Bozeman, MT
  • 06/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
Previous Registrations
  • 2010-09-07 → 2012-10-01
    Chase Investment Services Corp.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-04
S63 Uniform Securities Agent State Law Examination 1996-08-02
  • S65 Uniform Investment Adviser Law Examination
    2010-09-04
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
Other Names
  • Peter Nicholas Brodt

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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