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Joseph Richard Keller

Citigroup Global Markets Inc.

Denver, CO

Chicago, IL

Chicago, IL

Chicago, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-26
IL RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2026-06-26
  • IL RA
    APPROVED
    Since 2024-09-17

Branch Locations

Citi Private Bank 1225 17Th Street, 21St Floor, Suite 2100, Denver, CO 80202 • United States

Citi Private Bank 227 West Monroe Street - 24, Chicago, IL 60606 • United States

Chicago, IL • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grosvenor Capital Management, L.P. Chicago IL 03/2009 09/2018
Northern Trust Chicago IL 09/2018 08/2024
Citigroup Chicago IL 08/2024 Present
  • 03/2009 → 09/2018
    Grosvenor Capital Management, L.P.
    Chicago, IL
  • 09/2018 → 08/2024
    Northern Trust
    Chicago, IL
  • 08/2024 → Present
    Citigroup
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-02
  • S63 Uniform Securities Agent State Law Examination
    2024-10-02
Designations
Other Names
  • Joseph Richard Keller
  • Joseph Keller

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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