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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-11-26 |
Branch Locations
5600 S Quebec St. Ste. 141B, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Denver | CO | 05/2002 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2012 | Present |
1) ACUTE WEALTHCARE LLC, 5670 GREENWOOD PLAZA BLVD STE 350 GREENWOOD VILLAGE CO, DBA, 09/2020, OWNER/PARTNER, DBA INV REL, 180 HR/MO 120 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2012, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) SCOTT TSCHAPPAT, 4951 S PENNSYLVANIA ST ENGLEWOOD CO, 10/2023, BASKETBALL COACH, NIR, 5 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-31 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-03 |
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