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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2004-01-02 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Alexander Holding Company One, Inc. Address: 2906 Iroquois Road, Memphis, TN, 38111, United States Activity Type: Business Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 12/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This family holding company was created by my father for estate planning. In 2011 he gifted me and my sister non voting shares in the entity (2)Name of Business: Alexander, Jack Address: 1100 Ridgeway Loop, Memphis, TN, 38120, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/24/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. My sister Elise Alexander and I are co trustees. My father put assets in the trust to fund life insurance. (3)Name of Business: Alexander, Jack Address: 1100 Ridgeway Loop, Memphis, TN, 38120, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/24/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. co trustee of family assets with my sister Elise Alexander

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-01
  • S66 Uniform Combined State Law Examination
    2002-03-01

View on SEC IAPD

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