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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211 • United States

West Suffield, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 02/2018
Fidelity Brokerage Services Llc West Hartford CT 02/2018 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2014 → 02/2018
    Voya Financial Advisors
    Windsor, CT
  • 02/2018 → Present
    Fidelity Brokerage Services Llc
    West Hartford, CT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    West Hartford, CT
    West Suffield, CT
  • 2018-03-08 → 2018-07-13
    West Hartford, CT
  • 2015-02-10 → 2018-02-09
    Windsor, CT
    Braintree, MA
  • 2009-04-17 → 2011-07-12
    Voya Financial Partners, Llc
    Windsor, CT
  • 2008-04-30 → 2009-04-09
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 2003-01-29 → 2003-09-09
    Somers, CT
Other Businesses

OBA-130159|OrgNmn:Gibbs Capital Holdings, LLC|Org Addr:West Suffi,Connecticu,US|OBA Nature:Stock Trading and income|Invst Rel:Y|Title:Sole Proprietor|Duties:No duties or obligations other than my own trading activities|StrtDt:|TotHrs/mon:4|TrdHrs/mon:4|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-24
S63 Uniform Securities Agent State Law Examination 1997-03-20
  • S65 Uniform Investment Adviser Law Examination
    2008-05-24
  • S63 Uniform Securities Agent State Law Examination
    1997-03-20

View on SEC IAPD

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