Dongsoo Lee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
• 03/2005 → 01/2018
  Cornerstone Apparel Inc.
  Commerce, CA
• 01/2012 → Present
  La Costar Education Inc.
  Encinitas, CA
• 05/2018 → Present
  Bank Of America, N.A.
  La Jolla, CA

Other Businesses

I*114116 For profit or not for profit: For-Profit Organization Name of outside business organization: LA Costar Education Investment related: N Address of business: Encinitas, California 92024 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 1/9/2012 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of Math, English & Korean Tutoring Business I*550265 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Coronado, California, 92118 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/12/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2018-07-23
• S63 Uniform Securities Agent State Law Examination
  1996-10-25

Other Names

• David Lee
• Dongsoo Lee
• Dong Soo Lee