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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-15 |
| CA | RA | APPROVED | 2018-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 04/2018 | Present |
| Cornerstone Apparel Inc. | Commerce | CA | 03/2005 | 01/2018 |
| La Costar Education Inc. | Encinitas | CA | 01/2012 | Present |
| Bank Of America, N.A. | La Jolla | CA | 05/2018 | Present |
I*114116 For profit or not for profit: For-Profit Organization Name of outside business organization: LA Costar Education Investment related: N Address of business: Encinitas, California 92024 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 1/9/2012 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of Math, English & Korean Tutoring Business I*550265 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Coronado, California, 92118 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/12/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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