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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-01-02 |
| IA | RA | APPROVED | 2002-01-01 |
Branch Locations
405 5Th St, Ames, IA 50010 • United States
5625 Mills Civic Pkwy Ste 100, West Des Moines, IA 50266 • United States
2101 S. Center St, Marshalltown, IA 50158 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ames | IA | 12/2001 | Present |
1. 2/16/2011 - FIRST POINT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-14 |
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